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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2010-02-23 |
Branch Locations
55000 Main Road, Southold, NY 11971 • United States
Mattituck, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Staten Island | NY | 01/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Southold | NY | 03/2020 | Present |
Business Ownership; Rudolph H. Bruer IV Ent; ; To pay personel and business expencess related to the office; PO 1438 Southold, NY 11971, ,; ; 04/14/2000; 10 to 19 hours per month; . Board of Directors; Rotary Club of Southold; Past President; PO Box 420, , Southold, NY, 11971; Not Investment-Related; 07/01/2022; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-23 |
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