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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-02-25
LA RA APPROVED 2015-07-17
TX RA APPROVED 2006-10-05
  • MS RA
    APPROVED
    Since 2026-02-25
  • LA RA
    APPROVED
    Since 2015-07-17
  • TX RA
    APPROVED
    Since 2006-10-05

Branch Locations

11 Woodstone Plz Ste C, Hattiesburg, MS 39402-8342 • United States

6105 Line Ave Ste 100, Shreveport, LA 71106 • United States

1 Galleria Blvd Ste 1830, Metairie, LA 70001 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shreveport LA 12/2005 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6105 Line Avenue, , Shreveport, LA, 71106; Investment-Related; 10/01/2019. Business Ownership; Lapis Enterprises Inc; Financial Advisor and manager; This will be a legal entity for our Ameriprise Team Practice; 6105 Line Ave, Suite 100, , Shreveport, LA, 71106; Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours / 6105 Line Avenue LLC; member; Real Estate; 6105 Line Avenue, , Shreveport, LA, 71106; Investment-Related; 10/01/2019; 1 to 9 hours per month; 0 during trading hours / Lapis Enterprises of Oklahoma Inc; Manager and Financial Advisor; This will be a legal entity for our Ameriprise Team Practice in OK.; 5018 E 68th Street, 1st Floor, , Tulsa, OK, 74136; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours / Hawe Interests LLC; Member; Real Estate investment; 6105 Line Ave, Suite 100, Shreveport, LA, 71106; Investment-Related; 07/08/2019; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee. Board of Directors; Louisiana Baptist Foundation; Member; PO Box 311, , Alexandria, LA, 71309; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Lapis Enterprises Inc; Co-owner; Manage advisory business; 6105 Line Ave, Suite 100, Shreveport, LA, 71106; Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-14
  • S66 Uniform Combined State Law Examination
    2006-03-14
Designations
Other Names
  • Wendell T Whetstone

View on SEC IAPD

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