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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-02-20 |
| NJ | RA | APPROVED | 2026-02-20 |
| NY | RA | APPROVED | 2026-02-20 |
| PA | RA | APPROVED | 2026-02-20 |
| TX | RA | APPROVED | 2026-02-20 |
Branch Locations
12001 Old Vine Blvd. Unit #106, Lewes, DE 19958 • United States
651 North Broad Street Suite 107, Middletown, DE 19709 • United States
20 Montchanin Road Suite 120, Greenville, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dover | DE | 10/2013 | 02/2026 |
| Bank Of America, N.A. | Dover | DE | 11/2013 | 02/2026 |
| Janney Montgomery Scott Llc | Middletown | DE | 02/2026 | Present |
Rental Property, Middletown, DE. Owner (10/2021). Investment related, compensated, no time involved.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-05 |
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