Christopher John Chaffon

Current Employers

Nova Financial Services

1630 E River Rd Suite 212, Tucson, AZ 85718 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2015-06-26

AZ RA
APPROVED

Since 2015-06-26

Branch Locations

1630 E River Rd Suite 212, Tucson, AZ 85718 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Nova Financial Llc	Tucson	AZ	05/2015	Present

05/2015 → Present

Nova Financial Llc

Tucson, AZ

Previous Registrations

2012-06-29 → 2015-06-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ
2009-09-02 → 2012-07-30

Morgan Stanley

Tucson, AZ

Tucson, AZ

Tucson, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-13

S66 Uniform Combined State Law Examination

2009-08-13

Other Names

Chris Chaffon

View on SEC IAPD

Current Employers

Nova Financial Services

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews