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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-09-20
TX RA APPROVED 2006-10-13
  • MD RA
    APPROVED
    Since 2011-09-20
  • TX RA
    APPROVED
    Since 2006-10-13

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 08/2006 Present
Bank Of America, N.A. Columbia MD 11/2011 Present
Other Businesses

I*: 2845266 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIAR Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 9/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*:2846264 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIAR Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846265 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIA Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846266 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIAR Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846267 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846268 Entity Type: Fiduciary role Name of OBA: DR BENJAMIN SCHWARTZ AND ANN M SCHWARTZ ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846269 Entity Type: Fiduciary role Name of OBA: DR BENJAMIN SCHWARTZ AND ANN M SCHWARTZ ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846270 Entity Type: Fiduciary role Name of OBA: DR BENJAMIN SCHWARTZ AND ANN M SCHWARTZ ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-10
  • S66 Uniform Combined State Law Examination
    2006-10-10
Other Names
  • Josh Schwartz

View on SEC IAPD

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