Joshua Scott Schwartz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, MD
• 11/2011 → Present
  Bank Of America, N.A.
  Columbia, MD

Other Businesses

I*: 2845266 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIAR Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 9/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*:2846264 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIAR Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846265 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIA Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846266 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIAR Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846267 Entity Type: Fiduciary role Name of OBA: DR B. S. AND A. M S. ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846268 Entity Type: Fiduciary role Name of OBA: DR BENJAMIN SCHWARTZ AND ANN M SCHWARTZ ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846269 Entity Type: Fiduciary role Name of OBA: DR BENJAMIN SCHWARTZ AND ANN M SCHWARTZ ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother I*: 2846270 Entity Type: Fiduciary role Name of OBA: DR BENJAMIN SCHWARTZ AND ANN M SCHWARTZ ATBE TOD BENEFICIARI Address: Ellicott City, MD 21042 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/11/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney for brother

Exams

• S66 Uniform Combined State Law Examination
  2006-10-10

Other Names

• Josh Schwartz