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Erik M Wilcox

Equitable Advisors, LLC

East Greenwich, RI

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-11-29
  • RI RA
    APPROVED
    Since 2022-11-29

Branch Locations

63 Cedar Avenue Suite 11, East Greenwich, RI 02818 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc Cranston RI 08/2014 11/2022
Equitable Advisors, Llc New York NY 11/2022 Present
Previous Registrations
  • 2014-08-06 → 2022-12-02
    Citizens Securities, Inc.
    Cranston, RI
    Providence, RI
    Warwick, RI
    Warwick, RI
    Cranston, RI
    North Kingstown, RI
    Warwick, RI
    Smithfield, RI
    Cranston, RI
    West Warwick, RI
    West Warwick, RI
    Johnston, RI
  • 2010-08-30 → 2014-08-18
    Morgan Stanley
    Providence, RI
  • 2009-04-08 → 2010-07-28
    Edward Jones
    East Greenwich, RI
    St Louis, MO
    Providence, RI
Other Businesses

outside insurance business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-26
  • S66 Uniform Combined State Law Examination
    2009-03-26
Other Names
  • Erik Wilcox
  • Erik Matthew Wilcox

View on SEC IAPD

Other Firms

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SANTANDER SECURITIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
HORACE MANN INVESTORS, INC.
AXIS WEALTH PARTNERS, LLC
FORBES FINANCIAL PLANNING, INC.
MARINER INDEPENDENT
LINCOLN CAPITAL CORPORATION

Other Investors

JOSHUA JOHN PARADIS
MICHAEL STEVEN GRAZIANO
Ryan Edward Gaumond
Anthony Michael Lizzi
Michael Barrett
JANET MARIE GOULART
ALEX ZELCK SMITH
JANE ELIZABETH MCAULIFFE

Other Offices

EDWARD JONES · East Greenwich, RI
SANTANDER SECURITIES LLC · EAST GREENWICH, RI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · East Greenwich, RI
HORACE MANN INVESTORS, INC. · East Greenwich, RI
AXIS WEALTH PARTNERS, LLC · East Greenwich, RI
FORBES FINANCIAL PLANNING, INC. · EAST GREENWICH, RI
MARINER INDEPENDENT · EAST GREENWICH, RI
LINCOLN CAPITAL CORPORATION · EAST GREENWICH, RI

More in East Greenwich, RI

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