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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2010-01-12 |
Branch Locations
63 Cedar Avenue Suite 11, East Greenwich, RI 02818 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2009 | Present |
03/03/2003, Cranston Housing Authority, 50 Birch St, Cranston, RI 02920, Chairman, Cranston Housing Authority Board, leads monthly meetings, responsible for oversight of subsidized housing in city of Cranston, RI, 3 hrs/month, $0 comp, non-investment related; Bonnet Shores Beach Club Condominium Association - Board Member, Board members meet once per month and are responsible for operational and financial oversight of the condominium association and beach club, 8 hrs/month $0 annual comp
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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