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Thomas Woods Hill

Ae Wealth Management, LLC

Birmingham, AL

CRD 5635781

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Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-11
AL RA APPROVED 2017-08-08
  • TX RA
    APPROVED_RES
    Since 2017-08-11
  • AL RA
    APPROVED
    Since 2017-08-08

Branch Locations

2057 Valleydale Rd Ste 200, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hill Wealth Management Dba Freedom Financial Group Birmingham AL 11/2008 Present
Global Financial Private Capital Sarasota FL 06/2010 08/2017
Ae Wealth Management, Llc Topeka KS 08/2017 Present
  • 11/2008 → Present
    Hill Wealth Management Dba Freedom Financial Group
    Birmingham, AL
  • 06/2010 → 08/2017
    Global Financial Private Capital
    Sarasota, FL
  • 08/2017 → Present
    Topeka, KS
Previous Registrations
  • 2010-06-02 → 2017-11-08
    Global Financial Private Capital, Inc.
    Birmingham, AL
    Sarasota, FL
    Birmingham, AL
  • 2009-04-14 → 2010-06-02
    Miami Beach, FL
  • 2009-02-05 → 2009-05-01
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

Freedom Financial Group. Investment related. 4500 Valleydale Road Suite 180 Birmingham, AL 35242. Insurance. Owner. 11/2008. 160 hours per month. 160 hours per month during securities trading hours. Insurance sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-02
  • S65 Uniform Investment Adviser Law Examination
    2009-02-02
Other Names
  • Tad Hill

View on SEC IAPD

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