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M. Elaine Dennis

LPl Financial LLC

Edmond, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
GA RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
KS RA APPROVED 2021-07-21
MI RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
NV RA APPROVED 2021-07-21
NM RA APPROVED 2021-07-21
NC RA APPROVED 2021-07-21
OK RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
WA RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • MI RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • NV RA
    APPROVED
    Since 2021-07-21
  • NM RA
    APPROVED
    Since 2021-07-21
  • NC RA
    APPROVED
    Since 2021-07-21
  • OK RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

317 Lilac Drive, Suite 130, Edmond, OK 73034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Edmond OK 10/2009 07/2021
Various Insurance Carriers For W&R Insurance Agencies Edmond OK 10/2009 07/2021
Maloney & Dennis Wealth Partners, Llc (Dba) Edmond OK 02/2018 04/2020
Maloney And Dennis Wealth Partners Llc Edmond OK 05/2020 Present
Lpl Financial, Llc Edmond OK 07/2021 Present
  • 10/2009 → 07/2021
    Waddell & Reed, Inc.
    Edmond, OK
  • 10/2009 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Edmond, OK
  • 02/2018 → 04/2020
    Maloney & Dennis Wealth Partners, Llc (Dba)
    Edmond, OK
  • 05/2020 → Present
    Maloney And Dennis Wealth Partners Llc
    Edmond, OK
  • 07/2021 → Present
    Edmond, OK
Previous Registrations
  • 2009-11-17 → 2021-07-21
    Waddell & Reed
    Edmond, OK
    Edmond, OK
Other Businesses

1. 07/22/2021/Maloney & Dennis Wealth Partners, LLC/Strategy Wealth/DBA for LPL Business (entity for LPL business)/ Edmond, OK/160 HRS/MO 2. 07/2021/MEREDITH DENNIS/Non-Variable Insurance/Investment Related/Central North, OK/0 HRS/MO 3. 1/1/2018/MEREDITH DENNIS/Maloney & Dennis Wealth Partners, LLC/DBA for LPL Business (entity for LPL business)/Edmond, OK/0 HRS/MO. 4. 1/5/2022 - No Business Name- - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 12/17/2021 - 1 Hour Per Month During Securities Trading 5. 1/10/2022 - CRUMP / AoCP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 07/22/2021 - 1 Hour Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-16
S63 Uniform Securities Agent State Law Examination 2009-02-28
  • S65 Uniform Investment Adviser Law Examination
    2009-11-16
  • S63 Uniform Securities Agent State Law Examination
    2009-02-28
Designations
Other Names
  • Meredith Elaine Zuniga
  • Meredith Dennis
  • M Elaine Dennis
  • Meredith Elaine Dennis

View on SEC IAPD

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