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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

1871 Tapo St, Simi Valley, CA 93063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vapor Hub Inc Simi Valley CA 08/2008 06/2018
Avantax Investment Services, Inc. Simi Valley CA 09/2018 09/2025
Unemployed Simi Valley CA 06/2018 Present
Avantax Advisory Services Simi Valley CA 02/2024 09/2025
Cetera Wealth Services, Llc Simi Valley CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2008 → 06/2018
    Vapor Hub Inc
    Simi Valley, CA
  • 09/2018 → 09/2025
    Avantax Investment Services, Inc.
    Simi Valley, CA
  • 06/2018 → Present
    Unemployed
    Simi Valley, CA
  • 02/2024 → 09/2025
    Avantax Advisory Services
    Simi Valley, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Simi Valley, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-02-02 → 2025-09-05
    Avantax Advisory Services
    Simi Valley, CA
    Dallas, TX
Other Businesses

1) NAME OF OTHER BUSINESS: WINTHER CONSULTING, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ENTITY FOR COMMISSIONS; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY TO DAY OPERATIONS OF CONSULTING BUSINESS; 2) NAME OF OTHER BUSINESS: WINTHCO WEALTH MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR COMMISSIONS; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: OFFICER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY TO MAKE TRANSFER OF COMMISIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2018-12-12
  • S66 Uniform Combined State Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2018-12-12
Other Names
  • Kyle Daniel Winther

View on SEC IAPD

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