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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vapor Hub Inc | Simi Valley | CA | 08/2008 | 06/2018 |
| Avantax Investment Services, Inc. | Simi Valley | CA | 09/2018 | 09/2025 |
| Unemployed | Simi Valley | CA | 06/2018 | Present |
| Avantax Advisory Services | Simi Valley | CA | 02/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Simi Valley | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NAME OF OTHER BUSINESS: WINTHER CONSULTING, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ENTITY FOR COMMISSIONS; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY TO DAY OPERATIONS OF CONSULTING BUSINESS; 2) NAME OF OTHER BUSINESS: WINTHCO WEALTH MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR COMMISSIONS; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: OFFICER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY TO MAKE TRANSFER OF COMMISIONS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-12 |
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