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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-13 |
| CA | RA | APPROVED | 2016-06-09 |
Branch Locations
520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Newport Beach | CA | 06/2016 | Present |
1. National Notary Association; 9350 De Soto Avenue Chatsworth CA 91311-4926; Notary; Notarizing client signatures for Stifel business purposes; affiliation started 08/14/2017; 2.0 hours per month; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-09 |
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