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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-08-12 |
| TX | RA | APPROVED_RES | 2022-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Philadelphia | PA | 01/2014 | 12/2016 |
| National Life Group/ Equity Services Inc. | Media | PA | 01/2017 | 07/2018 |
| Citizens Bank Dba Citizens Securities, Inc. | Langhorne | PA | 07/2018 | 10/2020 |
| Citizens Bank Dba Citizens Securities, Inc. | Langhorne | PA | 10/2020 | 07/2021 |
| Citizens Bank Dba Citizens Securities, Inc. | Fort Washington | PA | 05/2021 | 06/2022 |
| The Vanguard Group, Inc. | Malvern | PA | 06/2022 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 06/2022 | Present |
| Vanguard Adviser'S, Inc. | Malvern | PA | 06/2022 | Present |
NAME OF BUSINESS: NOTARY NON-INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: NOTARY PUBLIC POSITION: NOTARY PUBLIC START DATE: 11/2022 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: NOTARIZE DOCUMENTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-30 |
| S65 | Uniform Investment Adviser Law Examination | 2018-05-15 |
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