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Andrew Thomas Scott

Great Diamond Partners, LLC

Portland, ME

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Current Employers
Great Diamond Partners, Llc

22 Monument Square Suite 300, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-12
ME RA APPROVED 2020-06-24
  • TX RA
    APPROVED
    Since 2025-08-12
  • ME RA
    APPROVED
    Since 2020-06-24

Branch Locations

22 Monument Square Suite 300, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Newtown PA 01/2009 05/2019
Great Diamond Partners, Llc Portland ME 05/2019 Present
Purshe Kaplan Sterling Investments, Inc Albany NY 12/2019 11/2022
  • 01/2009 → 05/2019
    Ubs Financial Services
    Newtown, PA
  • 05/2019 → Present
    Great Diamond Partners, Llc
    Portland, ME
  • 12/2019 → 11/2022
    Purshe Kaplan Sterling Investments, Inc
    Albany, NY
Previous Registrations
Other Businesses

1) INDEPENDENT LICENSED INSURANCE AGENT; NON INVESTMENT RELATED; PORTLAND ME; LIFE AND HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-11
  • S66 Uniform Combined State Law Examination
    2014-02-11
Designations
Other Names
  • Andrew Scott

View on SEC IAPD

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PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME
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