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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Kalida | OH | 07/2015 | Present |
| Sagepoint Financial, Inc. | Ottawa | OH | 08/2015 | 09/2023 |
| Osaic Wealth, Inc. | Kalida | OH | 09/2023 | Present |
1. KALIDA CHAMBER OF COMMERCE POSITION: Treasurer NATURE: 503(c) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: P.O. Box 72, Kalida OH 45853, United States DESCRIPTION: In charge of keeping bank account balanced. It is my responsibility to keep bills in check and make sure they are paid in a timely manner. I do not have check writing privileges. 2. BRUSKOTTER FINANCIAL SERVICES, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2016 ADDRESS: 106 W. Main St, P.O. Box 209, Kalida OH 45853, United States DESCRIPTION: Marketing of Financial Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-09 |
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