James David Smith

Current Employers

Employment History

• 01/2000 → Present
  Capital Analysts Incorporated
  Radnor, PA
• 09/1986 → Present
  Commercial Tax Records
  Fort Jennings, OH
• 06/2012 → Present
  Lincoln Investment
  Ft. Jennings, OH

Previous Registrations

• 2002-09-12 → 2012-06-01
  Cincinnati Analysts, Inc.
  Ft. Jennings, OH
  Fort Jennings, OH

Other Businesses

INSURANCE SALES POSITION: LIFE INSURANCE AGENT, SELLING LIFE INSURANCE AND ANNUITIES THROUGH SEVERAL INSURANCE COMPANIES. NATURE: LIFE INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 4 START DATE: 02/06/2002 ADDRESS: PO BOX 85, 120 W SECOND STREET, FORT JENNINGS OH 45844 DESCRIPTION: I SELL LIFE INSURANCE AND ANNUITY PRODUCTS FOR SEVERAL COMPANIES INCLUDING: COLUMBUS LIFE INSURANCE COMPANY, TRANSAMERICA LIFE INSURANCE COMPANY & PRUDENTIAL LIFE INSURANCE COMPANY. COMMERCIAL TAX RECORDS, INC POSITION: I AM THE PRESIDENT, AND SOLE OWNER OF THE CORPORATION. NATURE: ACCOUNTING & TAX PREP INVESTMENT RELATED: NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 09/01/1986 ADDRESS: PO BOX 85, 120 W SECOND STREET, FORT JENNINGS OH 45844 DESCRIPTION: TAX PREPARATION, BOOKKEEPING, MANAGEMENT. LANDLORD, I OWN THE BUILDING THAT THE BUSINESS USES AND I LEASE IT TO MY BUSINESS. VILLAGE OF FORT JENNINGS POSITION: MAYOR OF THE VILLAGE OF FORT JENNINGS NATURE: MAYOR INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2004 ADDRESS: PO BOX 88, FORT JENNINGS OH 45844 DESCRIPTION: VILLAGE MAYOR, PLAN MEETINGS, SET AGENDA, HANDLE FILING AND OTHER VILLAGE PAPERWORK. BUILDING RENTAL POSITION: I own the office building located at: 120 W Second Street, Fort Jennings, OH 45844.I rent this building to Commercial Tax Records, Inc. NATURE: Building Rental INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 120 W Second Street, Fort Jennings OH 45844, United States DESCRIPTION: I collect rent and do property maintenance.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-10-31