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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-24 |
| MO | RA | APPROVED | 2025-01-23 |
Branch Locations
2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States
501 North Broadway, St. Louis, MO 63102 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank N.A. | Miami Beach | FL | 10/2005 | 09/2019 |
| Wamu Investments, Inc. | Miami Beach | FL | 02/2009 | 09/2019 |
| J.P. Morgan Securities Llc | Aventura | FL | 10/2012 | 09/2019 |
| Hsbc Securities (Usa) Inc. | Aventura | FL | 10/2019 | 04/2022 |
| Hsbc Bank Usa, N.A. | Aventura | FL | 09/2019 | 04/2022 |
| Hsbc Securities (Usa) Inc. | Aventura | FL | 04/2022 | 01/2025 |
| Hsbc Bank Usa, N.A. | Aventura | FL | 04/2022 | 01/2025 |
| Stifel | Miami | FL | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-10 |
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