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Alfredo Baez

Stifel, Nicolaus & Company, Incorporated

Coral Gables, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-08
TX RA APPROVED 2023-11-07
  • FL RA
    APPROVED
    Since 2023-11-08
  • TX RA
    APPROVED
    Since 2023-11-07

Branch Locations

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 11/2013 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 11/2021 11/2023
Stifel, Nicolaus & Company, Incorporated Miami FL 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-29
S63 Uniform Securities Agent State Law Examination 2009-05-19
  • S66 Uniform Combined State Law Examination
    2014-04-29
  • S63 Uniform Securities Agent State Law Examination
    2009-05-19
Other Names
  • Baez
  • Alfredo Baez
  • Alfredo Armando Baez
  • Alfredo A Baez

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.
MORGAN STANLEY

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

More in Coral Gables, FL

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