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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-05 |
| MN | RA | APPROVED | 2024-06-14 |
Branch Locations
2573 Hamline Ave N Ste B, Roseville, MN 55113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goff, Pruitt & Associates | Robbinsdale | MN | 11/2014 | Present |
| Securities America, Inc. | Roseville | MN | 07/2015 | 06/2024 |
| Securities America Advisors | Roseville | MN | 07/2015 | 06/2024 |
| Osaic Wealth, Inc. | Roseville | MN | 06/2024 | Present |
1. AGP SERVICES POSITION: Adjuster NATURE: Consultant for Allcat Claims & Alacrity Claims INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2012 ADDRESS: 3154 Buchanan Street NE, Minneapolis MN 55418 DESCRIPTION: I help Allcat & Alacrity Claims in assessing damages to property. 2. DBA - AGP Financial 3. GOAL KICK SPORTING GOODS POSITION: Owner NATURE: Goal Kick Sporting Goods- Sporting Good Sales- Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 1604 35th Avenue W, Unit 15-16, Spencer IA 51301 DESCRIPTION: Part owner of the company 4. AGP FINANCIAL POSITION: Owner NATURE: Doing Business As: AGP Financial INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2022 ADDRESS: 2573 Hamline Ave N, Suite B, Roseville MN 55113, United States DESCRIPTION: This is setting up entity DBA: AGP Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-12 |
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