Joshua Chase Rudder

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-06-02
AL	RA	APPROVED	2007-01-27

TX RA
APPROVED_RES

Since 2010-06-02
AL RA
APPROVED

Since 2007-01-27

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	12/2006	Present
Bank Of America, N.A.	Birmingham	AL	12/2009	Present

12/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
12/2009 → Present

Bank Of America, N.A.

Birmingham, AL

Previous Registrations

2006-10-11 → 2006-12-20

Amsouth Investment Management Company Llc

Memphis, TN

Other Businesses

I*84177 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DUCKS UNLIMITED INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1 WATERFOWL WAY, MEMPHSIS, TENNESSEE 38120 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/28/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: DUCKS UNLIMITED IS A WETLAND AND WATERFOW CONSERVATION GROUP. FUNDRAISING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-06

S66 Uniform Combined State Law Examination

2006-10-06

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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