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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-06
GA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-01-06
  • GA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Atlanta GA 01/2009 03/2017
Massachusetts Mutual Life Insurance Company Peachtree Corners GA 07/2016 Present
Mml Investors Services, Llc Peachtree Corners GA 03/2017 Present
  • 01/2009 → 03/2017
    Metlife Securities Inc.
    Atlanta, GA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Peachtree Corners, GA
  • 03/2017 → Present
    Peachtree Corners, GA
Previous Registrations
  • 2010-01-15 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
Other Businesses

(1) NAME: EUNIE LEE INV REL: Y ADDR: 3720 DAVINCI CT SUITE 150 PEACHTREE CORNERS GA 30092 NATURE: Individual Life, Health, GROUP LIFE & GROUP HEALTH POSITION: SALES/AGENT START: 10/01/19 NO HRS: 15 NO HRS DUR TRADING: 0. (2) NAME: CORNERSTONE INSURANCE SERVICES LLC, INV REL: Y, ADD: 3720 DAVINCI CT, SUITE 150, PEACHTREE CORNERS, GA 30092 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 9/16/2024, NO. HR/MO: 3, NO. HR/MO DURING SEC TRADING: 3, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH (3) NAME: PIEDMONT INSURANCE BROKERAGE, INV REL: Y, ADD: 3720 DAVINCI CT, SUITE 150, PEACHTREE CORNERS, GA 30092 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 09/16/2024, NO. HR/MO: 3, NO. HR/MO DURING SEC TRADING: 3, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-25
  • S66 Uniform Combined State Law Examination
    2009-02-25
Designations

View on SEC IAPD

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