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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-18 |
| SD | RA | APPROVED | 2014-01-21 |
Branch Locations
500 S Minnesota Ave, Sioux Falls, SD 57101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 01/2009 | Present |
| First Premier Bank | Sioux Falls | SD | 11/2003 | Present |
| Cetera Investment Advisers Llc | Sioux Falls | SD | 01/2014 | Present |
1.) FIRST PREMIER BANK, OPENS BANK IRAS, IRAS CONTAIN BANK CDS AND SAVINGS ACOCUNTS. ALSO HANDLES OPERATIONAL TASKS WITH BANK IRAS.REFERS CLIENTS/NON-CLIENTS TO BANKERS OCCASSIONALLY TO OPEN VARIOUS BANK PRODUCTS(I.E. CHECKING, SAVINGS, DEBIT CARDS, LOANS, ETC) 2.) MELALEUCA PRODUCTS, PREFERRED CUSTOMER ORDERING, 0 HOURS, $0 COMPENSATION, NO SECURITIES CLIENTS. 3.) 5/11/17 SENEGENCE INTERNATIONAL. SELLING MAKEUP & LIPSTICK FOR INCOME & COMMISSION." 3.). LIFEVANTAGE, DISTRIBUTOR, TALK TO PEOPLE ABOUT HEALTH AND WELLNESS AND ACTIVATION VERSUS SUPPLEMENTATION 4.) EXECUTIVE COMMITTEE MEMBER FOR LEUKEMIA AND LYMPHOMA SOCIETY; LEAD FUNDRAISING EFFORTS, CORPORATE SPONSORSHIP, SECURE NEW PARTNERS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-24 |
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