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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-10
NC RA APPROVED 2009-03-23
  • TX RA
    APPROVED_RES
    Since 2017-05-10
  • NC RA
    APPROVED
    Since 2009-03-23

Branch Locations

221 E Mountain St, Kernersville, NC 27284 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Winston-Salem NC 01/2009 Present
Wells Fargo Advisors Llc Kernersville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kernersville NC 11/2016 Present
  • 01/2009 → Present
    Wachovia Bank, N.A.
    Winston-Salem, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Kernersville, NC
  • 11/2016 → Present
    Kernersville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-20
S63 Uniform Securities Agent State Law Examination 2009-03-06
  • S65 Uniform Investment Adviser Law Examination
    2009-03-20
  • S63 Uniform Securities Agent State Law Examination
    2009-03-06
Other Names
  • Jonathan Boulware

View on SEC IAPD

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