Scott M Panza

Current Employers

Employment History

• 07/2009 → 03/2017
  Metlife Securities Inc
  Shelton, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Shelton, CT
• 03/2017 → Present
  Mass Mutual Life Insurance Company
  Shelton, CT

Previous Registrations

• 2011-09-26 → 2017-03-25
  Msi Financial Services, Inc.
  Shelton, CT

Other Businesses

(1) Name: Scott Panza Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Agent Start date: 11/21/2012 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Property/Casualty, Individual and Group Life, Individual and Group Health, LTC, DI, and Fixed Annuities. (2)Name: SGP Wealth Management Inv rel: Y Add: Residential address Nature: Other Position: ownership Start date: 03/01/2020 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: owner of S-Corp. Opened for tax purposes as a pass through for business expenses. (3) Name: BC East, LLC Inv rel: Y Add: Residential Address Nature: Other- LLC to hold one time investment of Polychain Ventures II Position: President Start date: 2/19/2021 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Using to fund a joint investment in to Polychain Capital. Specifically to invest in Polychain Ventures II. (4) NAME: CP, LLC INV REL: Y ADD: Residential Address NATURE: LLC for Investment purposes POSITION: Co-owner START DATE: 12/01/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Using this LLC to fund joint potential investment with a partner

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-12
• S63 Uniform Securities Agent State Law Examination
  2009-11-06