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Laura Mae Depergola

LPl Financial LLC

Windsor Locks, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-19
CT RA APPROVED 2014-09-08
  • TX RA
    APPROVED_RES
    Since 2024-07-19
  • CT RA
    APPROVED
    Since 2014-09-08

Branch Locations

191 Ella Grasso Turnpike, Windsor Locks, CT 06096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Windsor Locks CT 05/2014 Present
360 Federal Credit Union Windsor Locks CT 05/2014 Present
  • 05/2014 → Present
    Windsor Locks, CT
  • 05/2014 → Present
    360 Federal Credit Union
    Windsor Locks, CT
Other Businesses

1. 9/2/2020 - 360 Investment Center - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/02/2018 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-08
S63 Uniform Securities Agent State Law Examination 2010-12-14
  • S65 Uniform Investment Adviser Law Examination
    2014-09-08
  • S63 Uniform Securities Agent State Law Examination
    2010-12-14
Other Names
  • Lauren Mae Divincenzo
  • Laura Mae Divincenzo

View on SEC IAPD

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