James Peter Martin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 09/2023
  Sagepoint Financial, Inc.
  Windsor, CT
• 09/2023 → Present
  Osaic Wealth, Inc.
  Windsor, CT
• 06/1999 → 05/2022
  Lincoln National Life
  Windsor, CT
• 06/1999 → 05/2022
  Lincoln Financial Advisors Corporation
  Hartford, CT

Previous Registrations

• 2022-05-06 → 2023-09-01
  Osaic Services, Inc.
  Windsor, CT
  Scottsdale, AZ
  Windsor, CT
• 2000-01-21 → 2022-05-06
  Osaic Fa, Inc.
  Boston, MA
  Hartford, CT
  Hartford, CT
  Wakefield, MA

Other Businesses

1) IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2022 ADDRESS: 60 Rainbow Road, Windsor CT 06095, United States DESCRIPTION: DBA/marketing name for securities, insurance and advisory business.? 2) JAMES P MARTIN (NOTARY) POSITION: Notary Public NATURE: Offering Notary Public Services. INVESTMENT RELATED: No NUMBER OF HOUR S: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1999 ADDRESS: 233 Rollingbrook, Windsor CT 06095, United States DESCRIPTION: Provide Notary Public services. 3) JAMES P MARTIN (ORDAINED MINISTER) POSITION: Minister NATURE: Ordained Minister/Self INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2015 ADDRESS: 233 Rollingbrook, Windsor CT 06095, United States DESCRIPTION: Ordained Minister - called upon to preach or perform wedding ceremonies 1-2 times/year. 4) D4D, LLC POSITION: Owner/Consultant NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/05/2021 ADDRESS: 233 Rollingbrook, Windsor CT 06095, United States DESCRIPTION: Offering coaching and consulting services on non-securities, non-proprietary aspects of running a financial services practice, training staff on standards of operation procedures and effective resource utilization, provide strategic marketing guidance, sharing life lessons. 5) IRONMARTIN LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2024 ADDRESS: 233 Rollingbrook, Windsor CT 06095, United States DESCRIPTION: This is an LLC for me to own shares in IronBridge Wealth Counsel.

Exams

• S66 Uniform Combined State Law Examination
  1999-06-21

Designations

• Certified Financial Planner

Other Names

• Jim Martin