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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-08-08 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial | Windsor | CT | 09/2014 | 01/2018 |
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 01/2018 |
| Nationwide Insurance | Wethersfield | CT | 02/2018 | Present |
| Nationwide Securities, Llc | Columbus | OH | 02/2018 | 08/2019 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2019 | Present |
Fixed insurance / annuity products, LTC during normal market hours. CONNECT FINANCIAL GROUP, Is Investment Related, DBA, Financial Professional, 08/01/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-03-14 |
| S66 | Uniform Combined State Law Examination | 2008-04-28 |
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