Erick Barone

Current Employers

Employment History

• 01/2011 → Present
  New York Life Insurance Company
  Raleigh, NC
• 06/2013 → Present
  Nylife Securities Llc
  Raleigh, NC
• 04/2016 → Present
  Barone Financial Group
  Cary, NC
• 09/2020 → Present
  Legacy Private Client Services Llc
  Cary, NC
• 05/2022 → Present
  Eagle Strategies Llc
  Cary, NC

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products] [Big Brothers Big Sisters of The Triangle; I am helping them to raise awareness of planned giving with their donors.; 808 Aviation Parkway, Ste 900. Morrisville, NC 27560; Start Date 03/2016; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 8 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF BARONE FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CARY, NC; START DATE: 04/2016] [400 Pinner Weald Properties, LLC; I am buying my office condo, this is the LLC that will own it; 400 Pinner Weald Way. Suite 102. Cary, NC 27513; Start Date 09/2019; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF LEGACY PRIVATE CLIENTS SERVICES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CARY, NC; START DATE: 09/2020] [Rental Property; Mt House Rental. I own a house in the NC Mts that I rent using VRBO and a rental agency; 432 St. Andrews Road. Beech Mt. NC 28604; Start Date 06/2022; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; collect rent] [Pinner Weald Commons Board ; owners association board for the office complex; 400 Pinner Weald Way. Cary, NC 27513; Start Date 11/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; working with other owners on our annual budget and making sure our complex is run as it should be]

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-19
• S63 Uniform Securities Agent State Law Examination
  2017-06-15

Other Names

• Eric Barone
• Erick Parker Barone