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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-03-01 |
| NY | RA | APPROVED | 2021-04-13 |
| CT | RA | APPROVED | 2021-03-30 |
| NJ | RA | APPROVED | 2020-10-05 |
Branch Locations
104 Market Street E., Nanuet, NY 10954 • United States
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank | Jackson Heights | NY | 03/2016 | 02/2020 |
| Td Bank N.A. | Ramsey | NJ | 02/2020 | Present |
| Td Private Client Wealth Llc | Ramsey | NJ | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 2020-10-02 |
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