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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-02-11
  • WA RA
    APPROVED
    Since 2013-02-11

Branch Locations

1200 Westlake Ave N Ste 501, Seattle, WA 98109 • United States

Mountlake Terrace, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Seattle WA 02/2013 03/2020
Ameriprise Financial Services, Llc Seattle WA 03/2020 Present
Previous Registrations
  • 2009-03-25 → 2013-01-11
    Seattle, WA
    Seattle, WA
    Seattle, WA
    St Louis, MO
Other Businesses

Business Ownership; AMKAP Holdings LLC; Co-owner; Real Estate; 151 E 219th St, , Euclid, OH, 44123; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 0 during trading hours / PAHN Holdings LLC; Co-owner; Real Estate; 516 Halsey Ave, , Pittsburgh, PA, 15221; Not Investment-Related; 10/31/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Lake City Soccer Club Board; Field Scheduler; 5504 240th St SW, Unit 201, Mountlake Terrace, WA, 98043; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-13
  • S66 Uniform Combined State Law Examination
    2009-03-13

View on SEC IAPD

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