Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-08 |
Branch Locations
24200 Via Manzini Way Ste 301, Richmond, TX 77406 • United States
23219 Parsons Landing Drive, Katy, TX 77494 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 01/2013 | 03/2019 |
| Bbva Wealth Solutions Inc. | Houston | TX | 01/2013 | 03/2019 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 03/2019 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 01/2013 | 03/2019 |
| Cetera Investment Advisers Llc | Houston | TX | 03/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2019 | Present |
1) BOARD MEMBER AND DIRECTOR OF FINANCIAL STRATEGY FOR GCD CONSULTING LLC; REVIEW AND CONSULT ON THE COMPANY'S FINANCIAL STRATEGY; 5 HRS/WK 2) FIXED INSURANCE AND LONG TERM CARE THROUGH LION STREET FINANCIAL, LLC 3) S & A WEALTH MANAGEMENT DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-04 |
Reach out to this advisor