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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-25
  • TX RA
    APPROVED
    Since 2024-09-25

Branch Locations

25645 Katy Fwy, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2024 Present
Katy Independent School District Katy TX 02/2024 05/2024
Bank Of America Houston TX 11/2018 08/2023
Encompass Lending Group Katy TX 08/2017 01/2019
Katy Independent School District Katy TX 08/2016 07/2017
Huntington Learning Katy TX 09/2016 05/2018
Saren Distribution Llc Brookshire TX 06/2009 12/2019
Unemployed Katy TX 08/2023 07/2024
Bank Of America, N.A. Houston TX 09/2024 Present
  • 07/2024 → Present
    Houston, TX
  • 02/2024 → 05/2024
    Katy Independent School District
    Katy, TX
  • 11/2018 → 08/2023
    Bank Of America
    Houston, TX
  • 08/2017 → 01/2019
    Encompass Lending Group
    Katy, TX
  • 08/2016 → 07/2017
    Katy Independent School District
    Katy, TX
  • 09/2016 → 05/2018
    Huntington Learning
    Katy, TX
  • 06/2009 → 12/2019
    Saren Distribution Llc
    Brookshire, TX
  • 08/2023 → 07/2024
    Unemployed
    Katy, TX
  • 09/2024 → Present
    Bank Of America, N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-24
  • S66 Uniform Combined State Law Examination
    2024-09-24
Other Names
  • Samuel Cook
  • Samuel Henry Cook
  • Sam Henry Cook

View on SEC IAPD

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