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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-03-24 |
| TX | RA | APPROVED | 2017-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Johns Creek | GA | 05/2003 | 03/2017 |
| Transamerica Financial Advisors, Inc | Johns Creek | GA | 01/2012 | 03/2017 |
| Sales Force Inc. | Houston | TX | 06/2014 | 03/2017 |
| Lpl Financial, Llc | Villa Rica | GA | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-02 |
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