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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • MS RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

4401 Kalani Dr, Diamondhead, IL 60173-2096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Bank Bay St. Louis MS 06/2014 Present
Cetera Investment Services Llc St. Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Diamondhead MS 08/2022 Present
  • 06/2014 → Present
    Hancock Bank
    Bay St. Louis, MS
  • 08/2022 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2022 → Present
    Diamondhead, MS
Previous Registrations
Other Businesses

1.) 100% OWNER OF HONEST TUNE, LLC; OFFICE BUILDING RENTAL 2.) FINANCE COMMITTEE MEMBER FOR FIRST UNITED METHODIST CHURCH OF GULFPORT, HELP WITH BUDGETING, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-22
  • S66 Uniform Combined State Law Examination
    2015-01-22
Other Names
  • Britt Walker
  • Britton James Walker

View on SEC IAPD

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