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Diana Dubus Garrard

Thrivent Investment Management Inc.

Bay St Louis, MS

CRD 4212143

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2019-02-11
  • MS RA
    APPROVED
    Since 2019-02-11

Branch Locations

13131 Ms Hwy 603, Bay St Louis, MS 39520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial - Terry King Slidell LA 11/2017 02/2019
Kelly Services Gulfport LA 08/2017 11/2017
Coburn Supply Company, Inc. Lafayette LA 07/2009 06/2017
Fournet & Adams Lafayette LA 05/2005 06/2017
Independent Contractor Various Soccer Assns Diamondhead MS 08/2009 02/2019
Lutheran Church Of The Pines Waveland MS 08/2018 02/2019
Thrivent Investment Management Inc Bay St Louis MN 09/2018 Present
Thrivent Financial - Terry King Slidell LA 02/2019 05/2025
Thrivent Financial Appleton WI 05/2025 Present
  • 11/2017 → 02/2019
    Thrivent Financial - Terry King
    Slidell, LA
  • 08/2017 → 11/2017
    Kelly Services
    Gulfport, LA
  • 07/2009 → 06/2017
    Coburn Supply Company, Inc.
    Lafayette, LA
  • 05/2005 → 06/2017
    Fournet & Adams
    Lafayette, LA
  • 08/2009 → 02/2019
    Independent Contractor Various Soccer Assns
    Diamondhead, MS
  • 08/2018 → 02/2019
    Lutheran Church Of The Pines
    Waveland, MS
  • 09/2018 → Present
    Bay St Louis, MN
  • 02/2019 → 05/2025
    Thrivent Financial - Terry King
    Slidell, LA
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
  • S66 Uniform Combined State Law Examination
    2019-02-11
Other Names
  • Diana Dubus
  • Diana D Suffern
  • Diana Lynn Dubus
  • Diana Dubus Suffern

View on SEC IAPD

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