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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-11-29
  • MS RA
    APPROVED
    Since 2023-11-29

Branch Locations

843 Highway 90 Bay, St Louis, MS 39520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bay Saint Louis MS 08/2017 Present
Homemaker Diamondhead MS 01/2017 08/2017
Factory Connection Waveland MS 08/2015 01/2017
Martinez Wealth Management, Inc Bay Saint Louis MS 07/2023 Present
Raymond James Financial Services Advisors, Inc Bay Saint Louis MS 11/2023 Present
  • 08/2017 → Present
    Raymond James Financial Services, Inc.
    Bay Saint Louis, MS
  • 01/2017 → 08/2017
    Homemaker
    Diamondhead, MS
  • 08/2015 → 01/2017
    Factory Connection
    Waveland, MS
  • 07/2023 → Present
    Martinez Wealth Management, Inc
    Bay Saint Louis, MS
  • 11/2023 → Present
    Bay Saint Louis, MS
Other Businesses

(1) Name of Business: Address: 7946 Hapuna Place, Diamondhead, MS, 39525, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/14/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Thrifting and reselling used preowned clothing, music memorabilia, house hold goods on Poshmark. (2) Name of Business: Address: 7946 Hapuna Place, Diamondhead, MS, 39525, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/14/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Thrifting and reselling clothing, music memorabilia, and house hold goods as a hobby. (3) Name of Business: Martinez Wealth Management, Inc Address: 843 Highway 90, Bay Saint Louis, MS, 39520-1600, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/02/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Professional

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
  • S66 Uniform Combined State Law Examination
    2023-11-14
Other Names
  • Charlene Marie Tillman

View on SEC IAPD

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