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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-06 |
| IL | RA | APPROVED | 2022-03-02 |
Branch Locations
1300 Higgins Rd Ste 218, Park Ridge, IL 60068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metife Securities Inc. | Downers Grove | IL | 12/2008 | 03/2017 |
| Mml Investors Services, Llc | Chicago | IL | 03/2017 | 04/2018 |
| Massachusetts Mutual Life Insurance Company | Chicago | IL | 07/2016 | 04/2018 |
| Lpl Financial, Llc | Park Ridge | IL | 04/2018 | Present |
| Private Advisor Group, Llc | Burr Ridge | IL | 05/2018 | 03/2022 |
1. 4/25/2018 - NON-VARIALBE INSURANCE - 30% - BURR RIDGE, IL. 2. 4/25/2018 - NON-VARIABLE INSURANCE, PROPERTY AND CASUALTY - 5% - BURR RIDGE, IL 3. 3/17/2022 - Integrated Financial Concepts - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 100 Hours Per Month/40 Hours During Securities Trading. 4. 12/16/2022 - BT Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2023 - 160 Hours Per Month/120 Hours During Securities Trading. 5. 03/05/2024 - IFC Tax Strategies - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-14 |
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