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Kaus J Christopher

Ubs Financial Services Inc.

Indianapolis, IN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-13
SD RA APPROVED 2022-09-19
NY RA APPROVED 2022-09-17
OH RA APPROVED 2022-09-16
FL RA APPROVED 2021-10-08
MO RA APPROVED 2021-10-07
PA RA APPROVED 2021-10-07
SC RA APPROVED 2021-10-07
TX RA APPROVED 2021-10-07
KY RA APPROVED 2021-08-03
IN RA APPROVED 2021-07-19
  • NC RA
    APPROVED
    Since 2023-12-13
  • SD RA
    APPROVED
    Since 2022-09-19
  • NY RA
    APPROVED
    Since 2022-09-17
  • OH RA
    APPROVED
    Since 2022-09-16
  • FL RA
    APPROVED
    Since 2021-10-08
  • MO RA
    APPROVED
    Since 2021-10-07
  • PA RA
    APPROVED
    Since 2021-10-07
  • SC RA
    APPROVED
    Since 2021-10-07
  • TX RA
    APPROVED
    Since 2021-10-07
  • KY RA
    APPROVED
    Since 2021-08-03
  • IN RA
    APPROVED
    Since 2021-07-19

Branch Locations

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Indianapolis IN 06/2013 Present
J.P. Morgan Securities Llc Indianapolis IN 06/2013 Present
Ubs Financial Services Inc Indianapolis IN 07/2021 Present
  • 06/2013 → Present
    Jpmorgan Chase Bank Na
    Indianapolis, IN
  • 06/2013 → Present
    J.P. Morgan Securities Llc
    Indianapolis, IN
  • 07/2021 → Present
    Ubs Financial Services Inc
    Indianapolis, IN
Previous Registrations
  • 2012-03-07 → 2013-07-03
    Koldus Contrarian Investments, Ltd.
    Carmel, IN
  • 2010-02-25 → 2012-01-06
    Kaus Christopher, Llc
    Carmel, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-08-02
  • S63 Uniform Securities Agent State Law Examination
    2013-08-02
Designations
Other Names
  • Kaus J. Christopher

View on SEC IAPD

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NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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