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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-11-27 |
| TX | RA | APPROVED | 2023-11-27 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
7635 West Jefferson Blvd., Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Wayne | IN | 05/2014 | 01/2017 |
| Shelton Financial Group | Fort Wayne | IN | 02/2017 | 11/2023 |
| Comprehensive Asset Management And Servicing, Inc. | Parsippany | NJ | 02/2017 | 01/2018 |
| Usa Financial Securities Corporation | Ada | MI | 01/2018 | 11/2023 |
| Kestra Advisory Services, Llc | Fort Wayne | IN | 11/2023 | Present |
| Kestra Investment Services, Llc | Fort Wayne | IN | 11/2023 | Present |
Business Name: SHELTON FINANCIAL GROUP POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 7635 West Jefferson Blvd., Fort Wayne IN 46804 DESCRIPTION: Registered Representative duties Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Investment Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-13 |
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