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Nicole L Cooper

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Las Vegas, NV

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-06-08
TX RA APPROVED 2025-06-06
  • NV RA
    APPROVED
    Since 2025-06-08
  • TX RA
    APPROVED
    Since 2025-06-06

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

1 Meridian Vista Drive Suite 375 [Satellite], Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scottsdale AZ 09/2013 03/2019
Wells Fargo Clearing Services, Llc Las Vegas NV 03/2019 06/2025
Wells Fargo Advisors Financial Network, Llc Las Vegas NV 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-21
S63 Uniform Securities Agent State Law Examination 2009-03-13
  • S65 Uniform Investment Adviser Law Examination
    2014-04-21
  • S63 Uniform Securities Agent State Law Examination
    2009-03-13
Other Names
  • Nicole L Nock
  • Nicole L. Cooper
  • Nicole L Holmes
  • Nicole L Cooper
  • Nicole Cooper

View on SEC IAPD

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