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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-24
FL RA APPROVED 2023-07-11
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • FL RA
    APPROVED
    Since 2023-07-11

Branch Locations

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Miami FL 01/2015 09/2016
Raymond James & Associates, Inc. Miami FL 09/2016 07/2023
Stifel, Nicolaus & Company, Incorporated Miami FL 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-13
  • S66 Uniform Combined State Law Examination
    2014-11-13

View on SEC IAPD

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