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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-07-28 |
| AL | RA | APPROVED | 2009-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 01/2009 | Present |
| Bank Of America, N.A. | Montgomery | AL | 04/2011 | Present |
I*835423 For profit or not for profit: Entity For Profit Name of outside business organization: Timberland Investment related: Y Address of business: Ramer, Alabama, 36069 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 5/7/2022 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Recreational Timberland I*134766 For profit or not for profit: For-Profit Organization Name of outside business organization: Family Cattle Farm Investment related: N Address of business: Grady, Alabama 36036 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 11/18/2020 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family Cattle Farm that is run by my step-father. He has my mother, step-brother, and myself on CMA account in case we have to use the account for cattle farm expenses. Very limited work or time devoted to operating it. I*97718 For profit or not for profit: Non-Profit Organization Name of outside business organization: YMCA Boys Work Committee Investment related: N Address of business: Montgomery, Alabama 36102 Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Committee Member, Start date of relationship: 9/19/2016 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Help raise funds for the football program of the YMCA Youth Football program. I will not be handling or participating in any management of the funds. I*1474298 For profit or not for profit: Entity Charitable Name of outside business organization: Cleveland Avenue YMCA Advisory Board Investment related: N Address of business: Montgomery, Alabama, 36108, United States Nature of business: ["Civic League or Social Welfare Organization"] Position, title, association: ["Board Member"], Start date of relationship: 10/18/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , '-Actively support the achievement of branch goals - Elect officers, appoint committees/task forces and recruit volunteers with clearly defined responsibilities related to annual goal achievement - Protect, maintain and monitor the property, facilities and equipment entrusted to the branch, all of which is owned and authorized for use by Board of Directors - Understand and assist the Branch Executive in implementing corporate policies - With Association guidelines support, through active involvement of its members, fund raising efforts required for the financial stability and growth within Association - Maintain linkage with the governing board through the Branch Advisory Board Chairperson - Officer's advice and support staff in their on-going efforts to maintain an effective operation I*2113289, Entity Type: Fiduciary, Name of OBA: CSC, Address: Murfreesboro, Tennessee, 37129, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 12/20/2024, No Hours: 15 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2591301, Entity Type,Entity Charitable, Name of OBA:Saint James School, Address:MontgomeryAlabama36116, Investment Related: No,Position, Title, Association:Committee, Employee Start Date:08/04/2025, No Hours:7 yearly, No Hours during trading:0, Duties:Steering Committee for school endowment.Committee members will help school review list of alumni and current parents to identify potential donors for its endowment. No handling of funds nor any financial decisions will be made by committee members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-09 |
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