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Rebecca Hardwich Baker

Marble Wealth, LLC

Montgomery, AL

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Current Employers
Marble Wealth, Llc

4001 Carmichael Road Suite 240, Montgomery, AL 36106 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-02
  • AL RA
    APPROVED
    Since 2025-06-02

Branch Locations

4001 Carmichael Road Suite 240, Montgomery, AL 36106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Montgomery AL 04/2016 08/2022
Sanctuary Securities, Inc. Montgomery AL 08/2022 Present
Sanctuary Advisors, Llc Montgomery AL 08/2022 05/2025
Marble Wealth Llc Monthgomery AL 06/2025 Present
Previous Registrations
Other Businesses

1) Temporary Dual Registration. On a temporary and transitional basis, Ms Baker is dually-registered as an Investment Advisor Representative (IAR) with Marble Wealth LLC and as a Registered Representative (RR) with Sanctuary Securities, Inc. ("Sanctuary"). Following the transition to Marble Wealth, the registration with Sanctuary will be removed. 2) Name: JR2B, LLC Position: Owner Nature: Commercial Rental Building to my husband's business Investment Related: Yes Hours: 1Securities Trading Hours: 0Start Date: 12/15/2016 Address: 2084 Myrtlewood Drive, Montgomery AL 36111, United States Description: Rent collection, tax preparation 3) Name: Marble Family Office, LLC Position: Partner Nature: Tax returns, bill pay, personal financial statement preparation Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/26/2023 Address: 21 1/2 Spring Street, Mountain Brook AL 35213, United States Description: CPA - oversee business 4) MARBLE WEALTH, LLC POSITION: COO NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 5/1/2025 ADDRESS: 4137 Carmichael Road, Suite 210, Montgomery AL 36106, United States DESCRIPTION: Run day to day business; financial advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-29
  • S66 Uniform Combined State Law Examination
    2014-07-29
Designations
Other Names
  • Rebecca Elizabeth Hardwich

View on SEC IAPD

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