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4001 Carmichael Road Suite 240, Montgomery, AL 36106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-06-02 |
Branch Locations
4001 Carmichael Road Suite 240, Montgomery, AL 36106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Montgomery | AL | 04/2016 | 08/2022 |
| Sanctuary Securities, Inc. | Montgomery | AL | 08/2022 | Present |
| Sanctuary Advisors, Llc | Montgomery | AL | 08/2022 | 05/2025 |
| Marble Wealth Llc | Monthgomery | AL | 06/2025 | Present |
1) Temporary Dual Registration. On a temporary and transitional basis, Ms Baker is dually-registered as an Investment Advisor Representative (IAR) with Marble Wealth LLC and as a Registered Representative (RR) with Sanctuary Securities, Inc. ("Sanctuary"). Following the transition to Marble Wealth, the registration with Sanctuary will be removed. 2) Name: JR2B, LLC Position: Owner Nature: Commercial Rental Building to my husband's business Investment Related: Yes Hours: 1Securities Trading Hours: 0Start Date: 12/15/2016 Address: 2084 Myrtlewood Drive, Montgomery AL 36111, United States Description: Rent collection, tax preparation 3) Name: Marble Family Office, LLC Position: Partner Nature: Tax returns, bill pay, personal financial statement preparation Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/26/2023 Address: 21 1/2 Spring Street, Mountain Brook AL 35213, United States Description: CPA - oversee business 4) MARBLE WEALTH, LLC POSITION: COO NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 5/1/2025 ADDRESS: 4137 Carmichael Road, Suite 210, Montgomery AL 36106, United States DESCRIPTION: Run day to day business; financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-29 |
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