Luis Alfredo Hernandez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 05/2017
  Capital One Investing
  San Benito, TX
• 05/2017 → 12/2020
  Edward Jones
  St Louis, MO
• 12/2020 → 10/2021
  Ameriprise Financial Services, Llc
  Mcallen, TX
• 10/2021 → 11/2024
  Rio Bank
  Mcallen, TX
• 12/2024 → Present
  Lpl Financial
  Mcallen, TX

Previous Registrations

• 2020-12-11 → 2021-10-28
  Ameriprise Financial Services, Llc
  Mcallen, TX
  Rio Grande City, TX
• 2017-05-05 → 2020-12-14
  Edward Jones
  Weslaco, TX
• 2015-09-17 → 2017-05-08
  Capital One Advisors, Llc
  Mclean, VA
• 2012-10-01 → 2015-09-24
  J.P. Morgan Securities Llc
  Mcallen, TX
  Mcallen, TX
  Edinburg, TX
  Mission, TX
• 2010-03-25 → 2012-10-01
  Chase Investment Services Corp.
  Mcallen, TX
  Brownsville, TX
  Edinburg, TX
• 2009-08-18 → 2010-03-01
  Waddell & Reed
  Corpus Christi, TX
  Mcallen, TX

Other Businesses

1)10/21/2024 - Fidelis Capital Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2024 - 160 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2024-11-30

Other Names

• Luis Hernandez
• Luis Alfredo Hernandez
• Luis Alfredo Hernandez Zachmann