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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing | San Benito | TX | 09/2015 | 05/2017 |
| Edward Jones | St Louis | MO | 05/2017 | 12/2020 |
| Ameriprise Financial Services, Llc | Mcallen | TX | 12/2020 | 10/2021 |
| Rio Bank | Mcallen | TX | 10/2021 | 11/2024 |
| Lpl Financial | Mcallen | TX | 12/2024 | Present |
1)10/21/2024 - Fidelis Capital Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2024 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-30 |
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