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Luis Alfredo Hernandez

LPl Financial LLC

Mcallen, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-05
  • TX RA
    APPROVED
    Since 2024-12-05

Branch Locations

710 Laurel Ave Ste 111, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing San Benito TX 09/2015 05/2017
Edward Jones St Louis MO 05/2017 12/2020
Ameriprise Financial Services, Llc Mcallen TX 12/2020 10/2021
Rio Bank Mcallen TX 10/2021 11/2024
Lpl Financial Mcallen TX 12/2024 Present
  • 09/2015 → 05/2017
    Capital One Investing
    San Benito, TX
  • 05/2017 → 12/2020
    St Louis, MO
  • 12/2020 → 10/2021
    Mcallen, TX
  • 10/2021 → 11/2024
    Rio Bank
    Mcallen, TX
  • 12/2024 → Present
    Lpl Financial
    Mcallen, TX
Previous Registrations
  • 2020-12-11 → 2021-10-28
    Mcallen, TX
    Rio Grande City, TX
  • 2017-05-05 → 2020-12-14
    Weslaco, TX
  • 2015-09-17 → 2017-05-08
    Capital One Advisors, Llc
    Mclean, VA
  • 2012-10-01 → 2015-09-24
    Mcallen, TX
    Mcallen, TX
    Edinburg, TX
    Mission, TX
  • 2010-03-25 → 2012-10-01
    Chase Investment Services Corp.
    Mcallen, TX
    Brownsville, TX
    Edinburg, TX
  • 2009-08-18 → 2010-03-01
    Waddell & Reed
    Corpus Christi, TX
    Mcallen, TX
Other Businesses

1)10/21/2024 - Fidelis Capital Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2024 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-30
  • S66 Uniform Combined State Law Examination
    2024-11-30
Other Names
  • Luis Hernandez
  • Luis Alfredo Hernandez
  • Luis Alfredo Hernandez Zachmann

View on SEC IAPD

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