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Zachary Pearson Wicker

Rfg Advisory, LLC

Vestavia Hills, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-06-01
TX RA APPROVED 2021-06-01
  • AL RA
    APPROVED
    Since 2021-06-01
  • TX RA
    APPROVED
    Since 2021-06-01

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Energen Resources/Diamondback Energy Birmingham AL 05/2014 02/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2019 06/2021
Northwestern Mutual Investment Services Llc Hoover AL 02/2019 06/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2020 06/2021
Rfg Advisory, Llc Dba Willow Private Wealth Vestavia Hills AL 06/2021 Present
Capitas Financial Llc Mountain Brook AL 02/2019 Present
Private Client Services Birmingham AL 06/2021 Present
  • 05/2014 → 02/2019
    Energen Resources/Diamondback Energy
    Birmingham, AL
  • 02/2019 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2019 → 06/2021
    Northwestern Mutual Investment Services Llc
    Hoover, AL
  • 06/2020 → 06/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2021 → Present
    Rfg Advisory, Llc Dba Willow Private Wealth
    Vestavia Hills, AL
  • 02/2019 → Present
    Capitas Financial Llc
    Mountain Brook, AL
  • 06/2021 → Present
    Private Client Services
    Birmingham, AL
Other Businesses

1) Capitas Financial/Insurance. 2 Office Park Cir, Mountain Brook, AL 35223. Insurance/Life Health Variable Products, Insurance Agent. 80 hrs/mo; 80 during trading hrs. 2) Willow Private Wealth. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. Financial Advisor/Insurance agent for Lemzar Capital. Brokerage, Insurance and advisory business. 160 hrs/mo; 160 during trading hrs. 3) RFG Advisory. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2019-06-26
  • S65 Uniform Investment Adviser Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2019-06-26
Other Names
  • Zachary P. Wicker
  • Zachary Pearson Wicker

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