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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2011-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carl Middleton | Seattle | WA | 12/2008 | 03/2025 |
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 09/2009 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2025 | Present |
1. 50% OWNER, FLUID PROCESS ENGINEERING LLC, 35014 RHODODENDRON DR SE, SNOQUALIME, , WASHINGTON, 98065, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 03/11/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR. SPOUSE-OWNED BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-14 |
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