Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-18 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
401 S. Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Charlotte | NC | 07/2014 | Present |
| Wells Fargo Clearing Services | Charlotte | NC | 10/2021 | Present |
TOC 2020, LLC, INVT RELATED, CHARLOTTE, NC, 5% OWNERSHIP WITH SPOUSE, START DATE 12/9/2020. 2 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR FAMILY VACATION HOME. NC BOARD OF CERTIFIED PUBLIC ACCOUNTANTS, NOT INVT RELATED, CHARLOTTE, NC, CPA LICENSE, START DATE 1/1/2004, 0 HRS PER MONTH, 0 HRS DURING TRADING, CONTINUING EDUCATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-24 |
Reach out to this advisor