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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-24
PA RA APPROVED 2024-05-02
  • NJ RA
    APPROVED
    Since 2024-06-24
  • PA RA
    APPROVED
    Since 2024-05-02

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
Massmutual Life Insurance Co Newtown Square PA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
Other Businesses

(1) NAME: PAUL VENTO INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, HEALTH, LONG TERM CARE, & FIXED ANNUITY POSITION: AGENT START: 06/2015 NO HRS: 4 NO HRS DUR TRADING: 4. (2) NAME: PAUL VENTO CONSULTING, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 01/13/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HANDLE BUSINESS EXPENSES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-02-11
  • S63 Uniform Securities Agent State Law Examination
    2009-02-11
Designations

View on SEC IAPD

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