Thomas W Elrod

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilsonville, OR
• 10/2014 → Present
  Bank Of America, N.A.
  Wilsonville, OR

Previous Registrations

• 2014-01-31 → 2014-08-12
  Edward Jones
  Fairview, OR
  St Louis, MO
• 2012-09-05 → 2014-01-31
  Morgan Stanley
  Portland, OR

Other Businesses

I*117014 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rise City Church Investment related: N Address of business: Fairview, Oregon 97204 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 8/15/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part of the Financial Advisory Team for the church, which simply acts as a checks and balances system on the finances of the church. Our tasks are to periodically review budgets and help provide guidance on major expenditures.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-04

Other Names

• Thomas W Elrod
• Thomas Wayne Elrod
• Thomas Wayne Elrod