Dorothy Kovar Inde

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2001 → Present
  Bank Of America N.A.
  Minneapolis, MN
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN

Previous Registrations

• 2009-06-03 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Minneapolis, MN

Other Businesses

I*58142 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ASHGROVE LLP INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBANS CIRCLE EDINA MN 55439 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 11/1/2012 NUMBER OF HOURS DEVOTED: 1 ANNUALLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE FORMED A PARTNERSHIP WITH MY SIBLINGS TO RENT A SMALL PIECE OF FARMLAND THAT WE HAVE INHERATED FROM OUR PARENTS.

Exams

• S66 Uniform Combined State Law Examination
  2009-05-26

Other Names

• Dorothy Kovar Inde
• Dorothy Kovar
• Dorothy K Inde