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Timothy Allan Vaughn

Wealth Management

Norfolk, NE

Grand Island, NE

CRD 5623775

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Employer firm

Wealth Management CRD 137080

$3.71B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Management

125 South 4Th Street, Norfolk, NE 68701 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2009-01-02
  • NE RA
    APPROVED
    Since 2009-01-02

Branch Locations

125 South 4Th Street, Norfolk, NE 68701 • United States

3123 W Stolley Park Road, Suite A, Grand Island, NE 68801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Almquist Maltzahn Galloway Luth Grand Island NE 12/2007 Present
  • 12/2007 → Present
    Almquist Maltzahn Galloway Luth
    Grand Island, NE
Other Businesses

Almquist, Maltzahn, Galloway & Luth, PC - not investment related - 3123 W Stolley Park Road, Suite A Grand Island, NE 68801 - Public Accounting Firm - Tax Manager - 12/2007 - Approx 175 Hours monthly/Approx 100 hours during securities trading hours - resolve tax issues, review returns, prepare tax returns

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-19
  • S65 Uniform Investment Adviser Law Examination
    2008-12-19
Other Names
  • Tim Vaughn

View on SEC IAPD

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